Compliance

Compliance

Controls that stand up to scrutiny.

Navigating public financing and IND filing requires enduring confidence in your controls — the kind that survives investor diligence and regulatory review. We build it, document it, and make it defensible.

SOX-404B

Audit-ready IT controls

ITGCs applied efficiently, mapped to the financial statements auditors will actually test.

IND

Filing-grade evidence

A completed IT checklist your investors and regulators can rely on.

GCP

Trial-ready practices

Policies that prevent the expensive delays that stall clinical programs.

ISO 27001

An ISMS that holds

A right-sized information security management system, built to certify.

CYBER

Insurable posture

Controls that answer the questionnaire and hold your renewal premium down.

ONGOING

Evidence, continuously

Controls that stay true between audits — not a scramble the week before.

IN DETAIL

Where we do the work.

Five moments where the state of your IT controls decides whether the business moves forward — or waits.

01

SOX-404B Readiness

As you approach public markets, IT general controls move from good practice to statutory requirement. We apply SOX-404B efficiently from the IT perspective — scoping the systems that touch financial reporting, standing up access, change and operations controls, and producing the evidence auditors expect without drowning your team in process.

  • ITGC scoping & risk mapping
  • Access, change & ops controls
  • Evidence collection & walkthroughs
  • Auditor coordination
02

IND Application

An Investigational New Drug application puts your systems and data integrity in front of regulators and investors at once. We deliver a completed IT checklist — the systems inventory, access governance, data-integrity and validation posture — so the technology side of the filing is a settled question rather than an open risk.

  • Systems & data inventory
  • Data-integrity controls
  • Validation & qualification posture
  • Investor-ready documentation
03

Clinical Trial Readiness

Trials fail their timelines for avoidable reasons — unmanaged access, unvalidated systems, gaps a monitor flags on day one. We put the policies and practices in place ahead of time so the technology never becomes the reason a site, a sponsor or a regulator hits pause.

  • GCP-aligned IT policy
  • System validation & access
  • Vendor & eTMF governance
  • Inspection preparedness
04

ISO 27001

A recognized information security management system that customers, partners and boards can trust. We build an ISMS sized to your organization — scope, risk assessment, Statement of Applicability and the operating rhythm behind it — and take you through to certification without the enterprise-scale bloat.

  • Scope & risk assessment
  • Statement of Applicability
  • Controls implementation
  • Certification & surveillance
05

Cyber Insurance Renewal

Insurers now underwrite on the strength of your controls, not just your revenue. We align your security posture to what carriers actually ask — MFA, EDR, backup, response planning — so the questionnaire is answered honestly, coverage is granted, and the premium reflects real, demonstrable maturity.

  • Questionnaire readiness
  • MFA, EDR & backup controls
  • Incident response plan
  • Evidence for underwriting

Diligence is a state you can be in.

Not a fire drill before each review. We keep your controls defensible between the milestones that matter.

Tell us what is coming — a raise, a filing, a renewal, an audit — and we will tell you where you stand.